Our client, a leading banking group, is urgently looking for a Manager to join their compliance team.
Job Description:
- Coordinate with business units in the submission of surveys and enquires received from regulators
- Conduct compliance testing programs, self-assessments and compliance review on selected business areas
- Review operating procedures and provide compliance advice to business units
- Perform review on proper implementation of new regulatory requirements in operating procedures of business units
- Review and follow up non-compliance / significant incidents for regulatory reporting
Job Requirements:
- University graduate in Business Administration, Accounting, Finance, Law or related discipline
- Minimum 5 years’ relevant working experience, plus background in compliance, audit, internal control and financial services
- Good knowledge of banking rules and regulations such as Banking Ordinance / Code of Banking Practice / Data Protection / Insurance / FATCA compliance
- Able to handle multi-tasks independently and work under strictly tight deadlines and pressure
- Possess strong logical and analytical skills in problem solving
- Excellent interpersonal and communication skills
- Good command of both spoken and written English and Chinese