Our Client:
Our client seek a strategic Senior Legal Manager to safeguard their Insurance business. You will build their compliance framework, advise on regulations, oversee licensing, surveillance, AML/KYC, and new products. Apply to lead and make a key impact.
The incumbent will be reporting to department head directly.
Job Descriptions:
- Serve as a trusted advisor to retail and institutional business lines (brokerage, global markets) on regulatory compliance, new product development, and transactional issues.
- Design and implement firm-wide compliance frameworks, including monitoring programs, trade surveillance, policies, and procedures aligned with regulatory developments.
- Manage core compliance operations: license applications, trade surveillance, AML/KYC/CDD reviews, client documentation checks, and marketing material reviews.
- Lead compliance initiatives, including internal investigations, ad-hoc projects, staff training, and the implementation of new systems and controls.
Job Requirements:
- A Bachelor’s degree in Business, Finance, Law, or a related field.
- At least 8 years of legal/compliance experience from within a brokerage firm or regulatory body.
- Fluent in English, Cantonese, and Mandarin (written and spoken).
- A proactive team player with outstanding communication and presentation skills.
- Highly responsible, resilient under pressure, and able to manage multiple priorities.